Information & Education

Qualified employees are essential for success and substantially reduce the risk of compliance issues. We offer tailored seminars and workshops for your employees. Depending on your needs and target audience, we may provide an overview on current regulatory topics, elaborate on their strategic implications or provide insights with respect to their potential impacts on your business and operating model.

Participants benefit from the knowledge and expertise of our specialists. Additionally, all workshop content will be available through printed hand-outs and digital media.

Our current offer includes specific workshops in the areas of FIDLEG/ MiFID II/ MiFIR and PRIIPs for employees of impacted departments, such as legal and compliance, risk management, product development and structuring, relationship management or trading. Please find below some examples:

  • Product documentation
  • Product approval & monitoring process
  • Client information & reporting
  • Suitability & Appropriateness concept
  • Target market concept
  • Capital market topics